Some of the highlighted features of BD Reporting include:
- Compliance Control Segment offering extensive reporting and control of all aspects of sales and trading activity on a exception or detailed basis in the following areas:
- USA Patriot / new Account Controls
- Litigation Tracking Support
- Comprehensive Registration Database
- New Account Analysis
- RR “Blue Sky” Controls
- Commissions vs Equity
- Market Maker Domination Reporting
- Registration Fees Invoicing / Statements
- Account Activity Beyond Thresholds
- Mark Up/Mark Down Analysis
- Customer Complaint Tracking
- Training Database
- Complete Transaction Audit Trails
- The Commissions Processing segment provides complete processing of all pertinent broker compensation data:
- Calculate Net Commissions and Credits Bases on your Payout Parameters
- Determines Sales Assistants Fee, Overrides, Splits, etc.
- Handles Special Deals
- Processes Advances / Loans / Draws
- Inputs Variable Charges
- Retrieves Standard Recurring Charges
- Loads Automated Charges (FedEx, Telephone, etc)
- Applies Allocated Expenses
- Produces Control Reports
- Prepares Broker Statements
- Passes Data to Your Payroll System
- Interfaces with Your Accounting System & Spreadsheets
- Generates Performance Rankings based on Income and Profitability
- Registrations/Human Resources:
- Comprehensive Registration Database
- Registration Fees Invoicing / Statements
- Customer Complaint Tracking
- Training Database