Outsourced FINOP Services
Experienced Series 27 professionals providing ongoing FINOP services, financial reporting, net capital monitoring and regulatory support.
Explore FINOP services →Financial & Regulatory Consulting
Financial expertise.
Regulatory experience.
A partner you can rely on.
Outsourced FINOP, CFO and financial operations expertise for broker-dealers and financial services firms.
Where Maven operates
Specialized expertise for the securities industry
Financial services firms operate where accounting, operations and regulatory requirements are closely intertwined. That is where Maven operates every day.
Outsourced CFO & Accounting
Senior-level financial oversight and accounting support tailored to growing and established financial services organizations.
Explore CFO services →Broker-Dealer Support
Practical assistance with FINRA and SEC reporting, audits, examinations and complex financial matters.
Explore broker-dealer services →Experience matters
Judgment built through decades of practice
Regulatory financial matters are rarely as simple as completing a form or calculating a number. They require judgment.
Our professionals have served in senior financial roles, worked through regulatory examinations and audits, and spent decades helping firms address the financial and operational issues that arise in the securities industry.
We understand the regulations. We understand the accounting. And we understand how broker-dealers actually operate.
More than a service provider
We become part of our clients’ teams.
We learn their businesses, anticipate issues and help management make informed decisions. Many of our client relationships span years—and in some cases decades.
2005Maven founded
20+ yearsServing financial services firms
75%+Referral-based business
Trusted relationships
Built over time.
Maven was founded with a simple philosophy: do excellent work, take care of your clients and earn their trust.
Our first client became a Maven client in 2005. They’re still a client today.
Read our storyThe Maven difference
- Specialized in financial services
- Experienced senior professionals
- Proactive and detail-oriented
- Accessible to client leadership
- Independent, scalable expertise