Financial & Regulatory Consulting

Outsourced FINOP
& CFO Services

Financial and regulatory expertise primarily for broker-dealers, RIAs, and related entities.

A proactive partner you can count on day in and day out—so you can focus on running and growing your business.

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Where Maven operates

Specialized expertise for the securities industry

Financial services firms operate where accounting, operations and regulatory requirements are closely intertwined. That is where Maven operates every day.

Outsourced FINOP Services

Experienced Series 27 professionals providing ongoing FINOP services, financial reporting, net capital monitoring and regulatory support.

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Outsourced CFO & Accounting

Senior-level financial oversight and accounting support tailored to growing and established financial services organizations.

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Experience matters

Judgment built through decades of practice

Regulatory financial matters are rarely as simple as completing a form or calculating a number. They require judgment.

Our professionals have served in senior financial roles, worked through regulatory examinations and audits, and spent decades helping firms address the financial and operational issues that arise in the securities industry.

We understand the regulations. We understand the accounting. And we understand how broker-dealers actually operate.
More than a service provider

We become part of our clients’ teams.

We learn their businesses, anticipate issues and help management make informed decisions. Many of our client relationships span years—and in some cases decades.

2005Maven founded
20+ yearsServing financial services firms
75%+Referral-based business
Trusted relationships

Built over time.

Maven was founded with a simple philosophy: do excellent work, take care of your clients and earn their trust.

Our first client became a Maven client in 2005. They’re still a client today.

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The Maven difference

  • Specialized in financial services
  • Experienced senior professionals
  • Proactive and detail-oriented
  • Accessible to client leadership
  • Independent, scalable expertise